Web27 Sep 2024 · In the SEC probe, eight firms agreed to penalties of $125 million each: Barclays Plc, Bank of America, Citigroup, Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs, Morgan Stanley and UBS... Web22 Feb 2024 · In December, the CFTC and Securities and Exchange Commission fined JPMorgan Chase & Co. $200 million after finding that staff at the bank had for years shrugged off their surveillance duties and...
Wall Street hit with $2 billion in fines over employees …
Web5 minutes ago · The US Securities and Exchange Commission (SEC) met to open public comment again on its proposal to expand the definition of an "exchange," clarifying that its existing rules on exchanges also apply to decentralised cryptocurrency platforms. The SEC voted 3-2 to take additional comments from the public after crypto firms criticised the … Web17 Dec 2024 · JPMorgan has agreed to pay a $125 million fine after the SEC found it violated federal laws. JPMorgan employees used personal email, text, and WhatsApp to discuss bank business, the SEC says. allergist advocare
Monster fines for WhatsApp use seek to make an example out of …
Web26 Jan 2024 · Morgan Stanley fines some employees $1M for WhatsApp, iMessage use ... The fines include $1.1 billion assessed by the SEC and a $710 million fine from the … Web18 May 2024 · Regulators under SEC commissioner Gary Gensler will then weigh whether to levy fines or take other disciplinary action against banks for not taking measures to … Web2 Sep 2024 · The WhatsApp ruling came after Luxembourg fined Amazon a record €746m in July for breaching GDPR and Ireland fined Twitter €450,000 in December for not informing … allergist abbreviation